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Price
$25
for Members
$55
for Non-Members
$0
for SDCBA Law Student Members
$0
for Patron Members
$0
for CLE All-Access Pass
90 minutes
Date Published
March 25, 2021
Publisher
San Diego County Bar Association
Subjects
Alternative Dispute Resolution
Questions
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Summary
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Presented by:
The Alternative Dispute Resolution Section of the San Diego County Bar Association
This program is worth 1.5 MCLE Credit
Featuring:
Philip M. Aidikoff, Esq., Partner at Aidikoff, Uhl & Bakhtiari,
Robert Logan, Logan Mediation
Moderated by:
James J. Astuno Jr., Esq., Vice Chair, Alternative Dispute Resolution Section, SDCBA
Interested in learning about Alternative Dispute Resolution in the Securities Law Industry? Come learn from an expert panel of experienced FINRA practitioners, Philip M. Aidikoff and Robert Logan, as they guide discussions on mediating and arbitrating FINRA cases. A fascinating area of ADR, this program will focus on the ADR process as it pertains to FINRA claims including:
- Background of a typical FINRA Arbitration claim
- Securities Arbitration and FINRA process
- ADR alternatives to litigation
- When to mediate FINRA claims
- Confidentiality rules in FINRA mediations
- Discovery in FINRA dispute resolution
- Virtual FINRA mediations
- The Mediation process of resolving FINRA claims
- Mediation tools
- The Settlement Agreement
Program Titles and Supporting Materials
This program contains the following components:
Credit
If applicable, you may obtain credit in multiple jurisdictions simultaneously for this program (see pending/approved list below). If electing credit for this program, registrants in jurisdictions not listed below will receive a Certificate of Completion that may or may not meet credit requirements in other jurisdictions. Where applicable, credit will be only awarded to a paid registrant completing all the requirements of the program as determined by the selected accreditation authority.
How to Attend
Join the self-paced program from your office, home, or hotel room using a computer and high speed internet connection. You may start and stop the program at your convenience, continue where you left off, and review supporting materials as often as you like. Please note: Internet Explorer is no longer a supported browser. We recommend using Google Chrome, Mozilla Firefox or Safari for best results.
Technical Requirements
You may access this course on a computer or mobile device with high speed internet (iPhones require iOS 10 or higher). Recommended browsers are Google Chrome or Mozilla Firefox.
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